Draft for counsel review. This page is a working draft and must be reviewed and approved by Victory Rock Capital's securities counsel before the site goes live.
Victory Rock Capital's offerings are private placements made under an exemption from registration under the Securities Act of 1933. They are available only to accredited investors as defined in Rule 501(a) of Regulation D. The summary below is for general information. Consult the SEC's definition and your own advisors to confirm your status.
Individuals
You may qualify as an accredited investor if you meet any one of the following:
- Income: individual income over $200,000, or joint income with a spouse or spousal equivalent over $300,000, in each of the two most recent years, with a reasonable expectation of the same in the current year.
- Net worth: net worth over $1,000,000, alone or together with a spouse or spousal equivalent,excluding the value of your primary residence.
- Professional credentials: you hold a Series 7, Series 65, or Series 82 license in good standing.
Entities
- Corporations, LLCs, partnerships, trusts, and certain non-profits with total assets over $5,000,000, not formed for the specific purpose of acquiring the securities offered.
- Entities in which every equity owner is an accredited investor.
- Entities owning investments over $5,000,000 not formed for the specific purpose of the investment.
- Family offices with at least $5,000,000 in assets under management, and their family clients.
- Banks, registered broker-dealers, registered investment advisers, insurance companies, and similar institutions.
How we confirm your status
Contact Victory Rock Capital for the accreditation requirements and verification process applicable to the specific offering.
Why it matters
Private real estate investments are illiquid, speculative, and not registered with the SEC or any state regulator. Accreditation standards exist to help ensure investors can evaluate and bear these risks, including the potential loss of their entire investment.
Source: SEC, Rule 501(a) of Regulation D (17 CFR 230.501).